- Guidance on Expired Government Issued Identification
- Sample Agent Agreement
- Client ID Overview Chart
- Guidance for the Legal Profession: Your Professional Responsibility to Avoid Facilitating or Participating in Money Laundering and Terrorist Financing
- Advisories to Address the Risks of Money Laundering & Terrorist Financing
- Risk Assessment Case Studies
- Guidance on Monitoring Obligations
- Guidance on Using an Agent
- Source of Funds Checklist
- Verification of the Identity of an Organization Checklist
- Client Verification Form- Organization
- Client Verification Form – Individual
- FAQ’s on the Client Identification and Verification Model Rule
- Geographic Risk Information
anti-money laundering
NSBS Anti-Money Laundering/Client ID and Verification Webinar
Watch the replay of our June 9th webinar ‘Anti-Money Laundering/Client ID and Verification.’
This webinar hosted by Caron Ferguson Eagan (NSBS Staff Lawyer, Education & Credentials) and presented by Jillian Barrington (in practice with Sheldon Nathanson Law), Bernadine MacAulay (NSBS General Counsel), and Elaine Cumming (NSBS Professional Responsibility Counsel), discusses the Society’s cash transactions, client identification and verification Regulations.
We encourage you to follow along with the webinar presentation slides.