Managing Regulatory Risks: Compliance, Inspections and Investigations

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Event date: 
Thursday, December 10, 2015 (All day)
Name of Organization: 
Thomson Reuters
Contact Email: 

View brochure here: Managing Regulatory Risks: Compliance, Inspections And Investigations

The impact of regulation in the ongoing business operations of companies increases daily in complexity and scope. There is heightened pressure for general counsel, compliance officers, risk managers and outside legal advisors to assess, monitor and mitigate regulatory risk within static or decreasing budgetary envelopes. Achieving these goals is a complicated endeavor involving ever changing laws and regulations, while maintaining a good working relationship with regulators. This course is designed to provide valuable strategies for ensuring appropriate risk management strategies, managing reputational risk and dealing with the media in crisis situations, developing early measures for defence of regulatory claims, and managing litigation risks including class actions. Our expert faculty will provide their “lessons learned” and best practices for general counsel, in-house lawyers, compliance and risk management professionals dealing with these everyday challenges.


  • Fundamentals of Compliance
    • What makes a good compliance professional?
    • Top five risk avoidance measures
    • Essential components of a good compliance program
  • Managing a Regulatory Investigation
    • Dealing with regulators: best practices
    • Remedies for unlawful administrative action
  • Litigation
    • Regulatory negligence claims
    • Due Diligence defence     



Joan Young, Co-Chair, B.C., Administrative and Public Law, McMillan LLP


Dr. Neil Campbell, Co-Chair, Competition and Trade, McMillan LLP
Christine Duhaime, Lawyer, Duhaime Law
Robin Junger, Co-Chair, Aboriginal and Environmental, Co-Chair,
Oil and Gas (B.C.), McMillan LLP
Lisa Parliament, Partner, McMillan LLP
Mark Reder, General Manager, Fleishman Hillard